FINRA And Nasdaq Fine Wedbush Securities Inc. $675,000 For Supervisory...
The Financial Industry Regulatory Authority (FINRA) and The Nasdaq Stock Market LLC (Nasdaq) announced today that they jointly censured and fined Wedbush Securities Inc. $675,000 for supervisory...
View ArticleIrish Stock Exchange: New Member Firm Rules And Market Parameters Published
New Member Firm Rules (Rules) of the Irish Stock Exchange (ISE) and the associated Market Parameters take effect from today 21 March 2016 following approval by the Board of the ISE.read more...
View ArticleBroadridge Invests In And Enters Into An Alliance With LiquidX, Inc.
Broadridge Financial Solutions, Inc. (NYSE:BR) today announced that it has made a strategic investment and entered into a referral, sales and marketing alliance with LiquidX, Inc. (LiquidX), the...
View ArticleFederal Reserve Board Announces Approval Of Application By Goldman Sachs Bank...
The Federal Reserve Board on Monday announced its approval of the application under section 18(c) of the Federal Deposit Insurance Act by Goldman Sachs Bank USA, New York, New York, to assume certain...
View ArticleEBA Responds To The European Commission's Green Paper On Retail Financial...
The EBA submitted on Friday its response to the European Commission's Green Paper on Retail Financial Services. In the response, the EBA conveys the views of its member authorities on a subset of the...
View ArticleCBOE, C2 And CFE Trading Schedule For The Good Friday Holiday
CBOE Holdings, Inc. (NASDAQ: CBOE) today announced the trading schedule for Chicago Board Options Exchange®(CBOE®), C2 Options Exchange (C2) and CBOE Futures Exchange (CFE®) in observance of the Good...
View ArticleEBA Publishes Decision Specifying The Benchmark Rate Under The Mortgage...
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View ArticleA First In Turkey From Borsa Ä°stanbul: Leveraged And Short Indices...
Borsa Ä°stanbul will start to calculate Leveraged and Short Indices which cover investment strategies with the expectation of a bull market (Leveraged Indices) and a bear market (Short Indices), on...
View ArticleSEC: Keith E. Cassidy Named Director Of Legislative And Intergovernmental...
The Securities and Exchange Commission today announced that Keith E. Cassidy has been named Director of the agency’s Office of Legislative and Intergovernmental Affairs. Mr. Cassidy succeeds Tim...
View ArticleWeekly Announcements â March 21, 2016
Announcing CPR LATAM – Communication Policy Research Conference 2015 Online Proceedings on SSRNread more...
View ArticleEBA: Consultation On Guidelines On Corrections To Modified Duration For Debt...
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View ArticleESMA Publishes Translations Of Its Guidelines For The Assessment Of Knowledge...
The European Securities and Markets Authority (ESMA) has published translations of its Guidelines for the assessment of knowledge and competence.read more...
View ArticleShaping The Future Of Europeâs Financial â¨Market...
In my opening remarks I want to address three issues. First, I will set out the main drivers of change that have been shaping Europe’s financial market infrastructure in general and the RTGS system in...
View ArticleCFTC: Federal Court Orders Former Alabama Resident John David Stroud And His...
The U.S. Commodity Futures Trading Commission (CFTC) announced today that newly assigned Judge John A. Jarvey of the U.S. District Court for the Southern District of Iowa, sitting by designation,...
View ArticleASIC Consults On Remaking ASIC Class Orders On Financial Services Disclosure
ASIC today released a consultation paper proposing to remake four class orders that are due to expire (‘sunset’) in 2017.read more...
View ArticleThe behavioural aspect of green technology investments: a general positive...
Studies report that firms do not invest in cost-effective green technologies. While economic barriers can explain parts of the gap, behavioural aspects cause further under-valuation. This could be...
View ArticleFirst Order BSPDEs: examples in higher dimension. (arXiv:1603.06825v1...
The paper studies the first order backward stochastic partial differential equations suggested earlier for one-dimensional state space. Some examples of similar equations are obtained for a...
View ArticleUsing real-time cluster configurations of streaming asynchronous features as...
We present a scheme for online, unsupervised state discovery and detection from streaming, multi-featured, asynchronous data in high-frequency financial markets. Online feature correlations are...
View ArticleSGX S-REIT 20 Index Outperformed Region In March-To-Date
The SGX S-REIT 20 Index is an adjusted free-float market capitalization-weighted index that measures the performance of the 20 largest and most tradable REITs listed on SGX and is a narrow, tradable...
View ArticleBritish And Australian Financial Regulators Sign Agreement To Support...
Under a new world-first agreement, innovative fintech companies in Australia and the United Kingdom will have more support from financial regulators as they attempt to enter the others’ market.read...
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